SEC

Comparison of the old country-by-country Rule 3a12-8 designation process versus the proposed EU-level category designation

Regulation

The SEC's EU Debt Proposal Skips a Line It Used for 22 Years

The SEC wants to add EU debt to a 1984 futures rule that has always worked country by country. Here's what changes, and what doesn't.

Broadridge Distribution Revenue Is Rising on Postage, Not Volume

US_federal

The SEC Just Flipped the Default on Paper Mail. Broadridge Is the Trade.

A new SEC proposal would make electronic delivery the default for investor disclosures, and the biggest financial mechanics run through one printing and mailing company.